LEGAL AND COMPLIANCE
LEGAL
Los Angeles
Todd Molz,Managing Director and General Counsel
Richard Ting,Managing Director and Associate General Counsel
Lisa Arakaki,Managing Director
Emily Alexander,Senior Vice President
Martin Boskovich,Vice President
Jay Ghiya,Vice President
Shawn Haghighi,Vice President
 
London
Brian Beck,Managing Director and Europe Regional Counsel
Dominic Keenan,Vice President
 
Hong Kong
Shirley Lo,Senior Vice President and Asia Regional Counsel
 
COMPLIANCE
Los Angeles
Thomas Smith,Managing Director and Chief Compliance Officer
Kristin Scott,Managing Director
Mario Indelicato,Vice President
Kim Larin,Vice President
Eugenia Tsang,Vice President
 
London
Tom Ware,Vice President, Compliance Oficer, Europe
 
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